Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ishwak Singh Munjral

    IRN IXM00241

    • [FCA CF] Client dealing (since 16 Feb 2021)
  • Ivi Georgiou

    IRN IXG00149

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Jack Benham

    IRN JXB01169

    • [FCA CF] Client dealing (25 Sep 2021 to 1 Nov 2022)
  • Jack George

    IRN JXG00768

    • [FCA CF] Client dealing (since 9 Apr 2024)
  • Jaclynn Bernson

    IRN JXB01195

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jake Merl

    IRN JXM01211

    • [FCA CF] Client dealing (since 22 Jun 2020)
  • James Caston Slape

    IRN JCS01211

    • CF30 Customer (7 Aug 2008 to 17 Jan 2017)
  • James Fox Munro

    IRN DJM01545

    • [FCA CF] Manager of certification employee (since 22 Nov 2022)
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • CF30 Customer (3 Dec 2007 to 1 Aug 2009)
  • James Harry Clive Walsh

    IRN JHW01050

    • CF30 Customer (5 Feb 2013 to 16 Jul 2015)
  • James Hayward

    IRN JXH00984

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.