Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesca Evans-Tovey

    IRN FXE00051

    • [FCA CF] Client dealing (since 16 Mar 2026)
  • Francis Dominic Dwan

    IRN FXD00156

    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Frank Moens

    IRN FXM00213

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2024)
  • Fuat Chagdal

    IRN FXC00145

    • [FCA CF] Client dealing (10 Dec 2021 to 19 Apr 2024)
  • Gailen Knox Krug

    IRN GKK01010

    • CF30 Customer (20 May 2014 to 10 Oct 2016)
  • Gang Xu

    IRN GXX00006

    • [FCA CF] Client dealing (since 25 Oct 2021)
  • Gaurav Shirish Amin

    IRN GSA01025

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • CF1 Director (19 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2006 to 2 Nov 2006)
  • George Edward Morris

    IRN GEM01069

    • CF30 Customer (13 Jan 2014 to 15 Jul 2014)
  • George Krokides

    IRN GXK00158

    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • George Nicolaou

    IRN GXN00095

    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.