Albion Capital Group LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William John Jenkins
IRN WJJ01012
- CF10a CASS Oversight function (1 Oct 2011 to 28 Sep 2016)
- CF11 Money Laundering Reporting (23 Jan 2009 to 28 Sep 2016)
- CF10 Compliance Oversight (23 Jan 2009 to 28 Sep 2016)
William Thomas Fraser-Allen
IRN WTF01004
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF3 Chief Executive (12 Jun 2019 to 8 Dec 2019)
- CF30 Customer (23 Jan 2009 to 8 Dec 2019)
- CF4 Partner (23 Jan 2009 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.