ALBEMARLE ASSET MANAGEMENT LIMITED

• Principal Place of Business

  21 Upper Brook Street

  London

  Westminster

  W1K 7PY

  UNITED KINGDOM

  Phone

  +4402072907730

  Web

  https://www.albemarleasset.com

• Complaints Contact

  3rd & 4th Floors

  21 Upper Brook Street

  London

  W1K 7PY

  UNITED KINGDOM

  Phone

  +4402072907730

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rehan Ashraf

  IRN RXA02166

  • CF11 Money Laundering Reporting (22 Feb 2017 to 31 Aug 2017)
  • CF10 Compliance Oversight (22 Feb 2017 to 31 Aug 2017)
• Roberto Accornero

  IRN RXA01743

  • CF1 Director (28 Jul 2014 to 31 Mar 2017)
  • CF30 Customer (5 Feb 2013 to 31 Mar 2017)
• Silvio Perlino

  IRN SXP01435

  • CF1 Director (6 Nov 2003 to 6 Dec 2004)
• Stuart Anthony Williams

  IRN SAW01210

  • CF1 Director (23 May 2014 to 31 Jan 2017)
  • CF11 Money Laundering Reporting (6 Nov 2009 to 31 Jan 2017)
  • CF10 Compliance Oversight (6 Nov 2009 to 31 Jan 2017)
• Umberto Borghesi

  IRN UXB01033

  • [FCA CF] Client dealing (9 Dec 2020 to 8 Jan 2025)
  • CF1 Director (18 Jun 2010 to 22 Nov 2018)
  • CF30 Customer (27 Feb 2008 to 8 Dec 2019)
• VICTOR EMILIO ISAAC ROSENTHAL

  IRN VER01009

  • CF30 Customer (1 Feb 2016 to 30 Apr 2017)
• Valeria Moore

  IRN VXM01199

  • CF30 Customer (17 Nov 2010 to 29 Aug 2014)
• Veronika Bunk

  IRN VXB01132

  • CF30 Customer (5 Nov 2008 to 30 Mar 2009)
• Viktor Georgiev Sergiev

  IRN VXS01041

  • CF30 Customer (26 Jul 2010 to 20 Oct 2010)

• Eterna Capital Limited (no longer appointed)

  FRN 807430 · Appointed 6 Jun 2019 · Until 15 Jan 2025 · Tied agent

• AMAGIS Capital Partners LLP (no longer appointed)

  FRN 622455 · Appointed 30 Apr 2014 · Until 12 Jun 2014

No changes recorded yet.