ALBEMARLE ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04745029
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Upper Brook Street
    London
    Westminster
    W1K 7PY
    UNITED KINGDOM
    Phone
    +4402072907730
    Web
    https://www.albemarleasset.com

  • Complaints Contact

    3rd & 4th Floors
    21 Upper Brook Street
    London
    W1K 7PY
    UNITED KINGDOM
    Phone
    +4402072907730

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dan Marconi

    IRN DXM02017

    • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • Darren Charles Anstee

    IRN DCA01038

    • CF10 Compliance Oversight (19 Feb 2008 to 1 Aug 2008)
    • CF11 Money Laundering Reporting (19 Feb 2008 to 1 Aug 2009)
  • Edoardo Traversi

    IRN EXT01150

    • CF30 Customer (14 Oct 2010 to 13 Oct 2017)
  • Fabrizio Cesarino De Tomasi

    IRN FCD01012

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (16 Feb 2017 to 8 Dec 2019)
    • CF1 Director (16 Feb 2017 to 8 Dec 2019)
  • Federico Lazzeretti

    IRN FXL01061

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF1 Director (1 Jun 2004 to 8 Sep 2004)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF26 Customer Trading (6 Nov 2003 to 31 Oct 2007)
  • Gabriella Baber

    IRN GXB02319

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2020)
    • CF11 Money Laundering Reporting (22 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Dec 2017 to 8 Dec 2019)
  • Gian Marco Mondini

    IRN GMM01081

    • CF30 Customer (1 Nov 2007 to 18 Jun 2009)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2005 to 31 Oct 2007)
  • Guido Alberto Pio Miani

    IRN GAM01075

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF27 Investment Management (5 Sep 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Nov 2003 to 8 Feb 2008)
    • CF8 Apportionment and Oversight (6 Nov 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Nov 2003 to 8 Feb 2008)
    • CF1 Director (6 Nov 2003 to 16 Nov 2007)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
  • Guido Celauro

    IRN GXC01565

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
  • Jacopo Castelli

    IRN JXC02759

    • CF30 Customer (24 Feb 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.