Date authorised
1 April 2013
Companies House
OC306421
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Horrocks

    IRN AXH12773

    • [FCA CF] Client dealing (since 18 Mar 2026)
    • [FCA CF] Significant management (since 18 Mar 2026)
  • Alexander Mark Wilson

    IRN AMW01185

    • CF4 Partner (24 Dec 2008 to 31 Mar 2019)
    • CF11 Money Laundering Reporting (24 Dec 2008 to 31 Mar 2019)
    • CF10 Compliance Oversight (24 Dec 2008 to 31 Mar 2019)
    • CF30 Customer (24 Dec 2008 to 31 Mar 2019)
  • Andrew John Shellard

    IRN AJS01308

    • CF4 Partner (5 Jun 2013 to 2 Dec 2019)
    • CF30 Customer (5 Jun 2013 to 2 Dec 2019)
  • Brian Dennis McGowan

    IRN BDM01036

    • CF4 Partner (1 Jul 2008 to 12 Sep 2017)
    • CF30 Customer (1 Jul 2008 to 12 Sep 2017)
  • Edward Thomas Wirgman

    IRN EXW00359

    • [FCA CF] Significant management (since 17 Mar 2026)
    • [FCA CF] Client dealing (since 17 Mar 2026)
  • James Andrew Currie

    IRN JAC01379

    • SMF27 Partner (9 Dec 2019 to 27 Sep 2024)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2008 to 8 Dec 2019)
  • Jamie Richard Hope

    IRN JRH01252

    • CF4 Partner (16 Feb 2010 to 31 Mar 2019)
    • CF30 Customer (16 Feb 2010 to 31 Mar 2019)
  • Keith Andrew Pickering

    IRN KAP01072

    • CF30 Customer (1 Jul 2008 to 2 Dec 2019)
    • CF4 Partner (1 Jul 2008 to 2 Dec 2019)
  • Mark Stephen Humphries

    IRN MSH01114

    • CF30 Customer (1 Jul 2008 to 12 Sep 2017)
    • CF4 Partner (1 Jul 2008 to 12 Sep 2017)
  • Mark Timothy Farlow

    IRN MTF01017

    • CF4 Partner (19 Feb 2016 to 31 Mar 2019)
    • CF30 Customer (19 Feb 2016 to 31 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.