Alantra Corporate Finance LLP

Date authorised
1 April 2013
Companies House
OC306421
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew John Wiseman

    IRN MJW01499

    • SMF27 Partner (since 15 Jul 2025)
  • Miguel Hernandez

    IRN MXH16338

    • SMF27 Partner (since 26 Sep 2024)
  • Paul Slattery

    IRN PXS16343

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2019 to 21 May 2020)
    • SMF16 Compliance Oversight (23 Dec 2019 to 21 May 2020)
  • Richard Alexander David Holden

    IRN RXH00853

    • SMF27 Partner (since 15 Jul 2025)
  • Richard John Sanders

    IRN RJS01422

    • CF30 Customer (1 Jul 2008 to 2 Dec 2019)
    • CF4 Partner (1 Jul 2008 to 2 Dec 2019)
  • Robert Lawrence Fletcher

    IRN RLF01026

    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Significant management (since 24 Nov 2025)
    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
  • Roberto Jimenez Fernandez

    IRN RXJ00305

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2024)
    • SMF16 Compliance Oversight (since 1 Sep 2024)
  • Roger Alistair Swift

    IRN RAS01192

    • CF10 Compliance Oversight (1 Jul 2008 to 12 Dec 2008)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 12 Dec 2008)
  • Sarah Shephard-Smith

    IRN SXS80911

    • SMF16 Compliance Oversight (23 Jul 2020 to 2 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jul 2020 to 2 Sep 2024)
  • Stephen Paul Currie

    IRN SPC01139

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.