Alan & Thomas Insurance Brokers Limited

Date authorised
1 April 2013
Companies House
04514651
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    314-316 Bournemouth Road
    -
    Poole
    Dorset
    BH14 9AP
    UNITED KINGDOM
    Phone
    +4401202754900
  • Complaints Contact

    314-316 Bournemouth Road
    Poole
    Bournemouth
    BH14 9AP
    UNITED KINGDOM
    Phone
    +441202754900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nick John Ellis

    IRN NXE00035

    • [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2023)
  • Paul Richard Stewart

    IRN PRS01201

    • CF1 Director (AR) (9 Oct 2014 to 5 May 2023)
  • Philip Paul Rock

    IRN PXR00148

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • Robert John Gale

    IRN RXG10742

    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2023)
    • CF1 Director (18 Feb 2019 to 8 Dec 2019)
  • Sarah Caroline Pattni

    IRN SCS01079

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (3 Jan 2023 to 22 Sep 2023)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (9 Dec 2019 to 19 Jul 2023)
  • Steven Michael Callen

    IRN SXC00410

    • [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2023)
  • Stewart Andrew King

    IRN SAK00003

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stuart Grieb

    IRN SXG01616

    • Director of firm who is not a certification employee or a SMF manager (17 Nov 2020 to 19 Jul 2023)
    • [FCA CF] Significant management (1 Nov 2020 to 19 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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