Alan Boswell Insurance Brokers Limited

• Principal Place of Business

  Prospect House

  Rouen Road

  Norwich

  Norfolk

  NR1 1RE

  UNITED KINGDOM

  Phone

  +4401603218000

  Web

  https://www.alanboswell.com

• Complaints Contact

  Prospect House

  Rouen Road

  Norwich

  Norfolk

  NR1 1RE

  UNITED KINGDOM

  Phone

  +4401603218000

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Adrian Mark Rayner

  IRN AMR01109

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Jan 2013 to 8 Dec 2019)
  • CF1 Director (AR) (13 Nov 2007 to 8 Sep 2021)
• Ajay Jagota

  IRN AXJ01829

  • CF1 Director (AR) (17 Dec 2016 to 25 Jan 2018)
• Alan Charles Boswell

  IRN ACB00055

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (3 Dec 2007 to 3 Jul 2017)
  • CF3 Chief Executive (AR) (3 Dec 2007 to 3 Jul 2017)
  • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
• Alastair Fitzroy Drew

  IRN AFD01055

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (31 Oct 2016 to 3 Jul 2017)
  • CF1 Director (15 Oct 2015 to 8 Dec 2019)
• Andrew James Dowler

  IRN AJD01237

  • SMF3 Executive Director (9 Dec 2019 to 23 Nov 2022)
  • CF1 Director (11 Jan 2013 to 8 Dec 2019)
• Andrew Ronald Derek Terry

  IRN ART01093

  • CF1 Director (AR) (15 Jan 2008 to 14 Jun 2013)
• Christopher John Gibbs

  IRN CJG00051

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
  • CF1 Director (AR) (28 Nov 2007 to 3 Jul 2017)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
• David Clarke Willis

  IRN DCW01114

  • CF1 Director (AR) (4 Feb 2009 to 13 Nov 2017)
• David Hawskworth Horton-Fawkes

  IRN DXH00419

  • CF3 Chief Executive (AR) (15 Feb 2022 to 23 Jun 2025)
• David John Tuttle

  IRN DJT01193

  • CF1 Director (14 Dec 2005 to 29 Mar 2011)

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