AKSIA EUROPE LIMITED

• Principal Place of Business

  20 St. James's Street

  London

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442039238772

  Web

  https://www.aksia.com

• Complaints Contact

  20 St. James's Street

  London

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442039238772

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deepika Kohli

  IRN DXK00347

  • [FCA CF] Client dealing (since 21 Nov 2023)
• Federica Cazzaniga

  IRN FXC01452

  • [FCA CF] Client dealing (23 Mar 2021 to 20 Sep 2021)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Gail Victoria Richardson

  IRN GVE01000

  • [FCA CF] Client dealing (since 5 Mar 2025)
  • [FCA CF] Client dealing (16 Mar 2023 to 31 Jul 2024)
• Geraldine Kieren

  IRN GXK00113

  • [FCA CF] Client dealing (5 Nov 2021 to 5 Jul 2022)
• Graham Lewis Kimber

  IRN GLK01020

  • [FCA CF] Client dealing (since 23 Mar 2021)
• Hallam Dixon

  IRN HXD01325

  • [FCA CF] Client dealing (23 Mar 2021 to 13 Jun 2022)
• Harry Seplowitz

  IRN HXS01749

  • [FCA CF] Client dealing (since 23 Mar 2021)
  • CF30 Customer (17 Mar 2015 to 8 Dec 2019)
• James Baldwin

  IRN JXB01598

  • [FCA CF] Client dealing (11 Jul 2023 to 2 Apr 2024)
• James Hayden Vos

  IRN JXV01076

  • Director of firm who is not a certification employee or a SMF manager (since 23 Mar 2021)
  • CF2 Non Executive Director (30 Aug 2012 to 8 Dec 2019)
  • CF1 Director (14 Jan 2010 to 15 Aug 2012)
  • CF30 Customer (14 Jan 2010 to 8 Dec 2019)
• Joe Beach

  IRN JXB00638

  • [FCA CF] Client dealing (23 Mar 2021 to 25 Jul 2024)

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