Date authorised
1 April 2013
Companies House
06890595
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 St. James's Street
    London
    SW1A 1ES
    UNITED KINGDOM
    Phone
    +442039238772
  • Complaints Contact

    20 St. James's Street
    London
    SW1A 1ES
    UNITED KINGDOM
    Phone
    +442039238772

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Columba Cosstick Walton

    IRN JCW01244

    • CF30 Customer (1 Dec 2016 to 12 Sep 2019)
  • Joshua Claude Warren

    IRN JXW00822

    • [FCA CF] Client dealing (14 Dec 2022 to 31 Jul 2024)
  • Keith Ian Morgan

    IRN KIM01014

    • [FCA CF] Client dealing (since 23 Mar 2021)
    • CF30 Customer (6 May 2015 to 8 Dec 2019)
  • Leo Fletcher-Smith

    IRN LXF01372

    • [FCA CF] Client dealing (since 23 Mar 2021)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
  • Lorenzo Marchioni

    IRN LXM01418

    • [FCA CF] Client dealing (6 Jun 2023 to 5 Nov 2025)
  • Miryam Colombo

    IRN MXC00881

    • [FCA CF] Client dealing (since 14 Dec 2022)
  • Nicole Marie Jarillo

    IRN NMJ01039

    • [FCA CF] Client dealing (17 Jan 2023 to 31 Jul 2025)
  • Nithin Mathew

    IRN NXM01604

    • CF30 Customer (15 Jul 2011 to 31 Aug 2012)
  • Oliver Green

    IRN OXG00096

    • [FCA CF] Client dealing (since 16 Mar 2026)
  • Oliver Peter Newton

    IRN OPN01000

    • [FCA CF] Client dealing (since 23 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.