Date authorised
1 April 2013
Companies House
OC312612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    1 Newman Street
    London
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400
  • Complaints Contact

    A K O Capital Llp
    1 Newman Street
    London
    Westminster
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • MARIA ANCUPOVA

    IRN MXA03627

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (5 Jan 2016 to 9 Dec 2019)
  • MENGDING QIAN

    IRN MXQ00007

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • MORGANE ROSTEAU

    IRN MXR00215

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • Mark Andrew Henwood

    IRN MAH01409

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (9 Jan 2018 to 9 Dec 2019)
  • Matthew Victor Wallis

    IRN MVW01014

    • CF4 Partner (30 May 2014 to 19 May 2017)
    • CF30 Customer (30 May 2014 to 5 May 2017)
  • Michael Gregory Yates

    IRN MGY01004

    • [FCA CF] Material risk taker (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (10 Nov 2005 to 9 Dec 2019)
  • Michael John Monnelly

    IRN MJM01467

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (1 Jun 2015 to 9 Dec 2019)
  • Michael Vittario Karl Luciano

    IRN MVL01015

    • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2022)
    • CF4 Partner (13 Sep 2017 to 9 Dec 2019)
  • Nathan Thomas Lilly

    IRN NTL01007

    • CF4 Partner (7 Sep 2009 to 24 May 2018)
    • CF30 Customer (7 Sep 2009 to 24 May 2018)
  • Neil Dawson

    IRN NXD01280

    • [FCA CF] Material risk taker (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2017 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.