Date authorised
3 April 2017
Companies House
10348986
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Kings Street
    London
    SW1Y 6QY
    UNITED KINGDOM
    Phone
    +442038827651
  • Complaints Contact

    22 Kings Street
    London
    SW1Y 6QY
    UNITED KINGDOM
    Phone
    +442038827651

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michal Mateusz Ratomski

    IRN MXR00325

    • [FCA CF] Client dealing (2 Mar 2020 to 21 Jan 2022)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (9 Dec 2019 to 22 Jan 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Nicholas George Sinden

    IRN NGS01041

    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • Pierre Tarantelli

    IRN PXT01452

    • [FCA CF] Client dealing (15 Sep 2023 to 21 Dec 2023)
  • Sergio Filippo Bolla

    IRN SXB02302

    • [FCA CF] Client dealing (2 Mar 2020 to 21 Apr 2021)
  • Taryn Fisher

    IRN TXF01141

    • CF10 Compliance Oversight (3 Apr 2017 to 7 Dec 2018)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 7 Dec 2018)
    • CF30 Customer (3 Apr 2017 to 13 Sep 2019)
  • Toby Charles Ingram

    IRN TCI01004

    • [FCA CF] Client dealing (since 7 Apr 2025)
  • William Evans

    IRN WHE01004

    • [FCA CF] Client dealing (since 7 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.