A.J. Wealth Management Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
First Floor Office9 High StreetTettenhallWolverhamptonWest MidlandsWV6 8QSUNITED KINGDOM- Phone
- +4401902742921
-
Complaints Contact
First Floor Office9 High StreetTettenhallWolverhamptonWest MidlandsWV6 8QSUNITED KINGDOM- Phone
- +4401902742921
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling with no debt management activity
- · Limited to debt counselling which is provided in connection with investment advice
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Lekh Raj Mall
IRN LRM01019
- CF1 Director (AR) (24 Apr 2003 to 21 Feb 2006)
-
Melanie Joanna Pickering
IRN MJP01210
- CF1 Director (29 Apr 2014 to 2 Dec 2015)
- CF21 Investment Adviser (2 Dec 2002 to 30 Jun 2006)
-
Violet Fiona Hammond
IRN VFH01004
- CF30 Customer (5 Jul 2016 to 11 Aug 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Appleby Mall Financial Services Ltd (no longer appointed)
FRN 224264 · Appointed 10 Apr 2003 · Until 7 Feb 2005
-
Princep Pardoe Financial Services Ltd (no longer appointed)
FRN 219659 · Appointed 10 Oct 2002 · Until 30 Jul 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.