AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Anne McKenna

  IRN AXM01436

  • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
• Bernard Nigel Yardley

  IRN BNY01000

  • CF1 Director (23 Sep 2002 to 1 Sep 2007)
  • CF11 Money Laundering Reporting (23 Sep 2002 to 3 Feb 2004)
• Catherine Atherton

  IRN CXA00095

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Oct 2021)
• Cathy Bell

  IRN CXB00302

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Nov 2023)
• Charles Alan Musson

  IRN CXM00583

  • SMF3 Executive Director (since 4 Jan 2024)
  • [FCA CF] Significant management (4 Jan 2022 to 30 May 2024)
• Charles William Galbraith

  IRN CWG01013

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (8 Feb 2017 to 8 Dec 2019)
• Christopher Bruce Robinson

  IRN CBR01037

  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
  • CF1 Director (9 Feb 2016 to 8 Dec 2019)
• Christopher Price

  IRN CXP00201

  • [FCA CF] Significant management (1 Sep 2020 to 3 Nov 2021)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 3 Nov 2021)
• Claire Crisford

  IRN CXC00748

  • [FCA CF] Significant management (23 Nov 2023 to 27 Sep 2024)
• Clare Marie Coen

  IRN CXC00440

  • [FCA CF] Manager of certification employee (1 Nov 2021 to 23 Nov 2023)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.