AIB GROUP (UK) P.L.C.

• Principal Place of Business

  A I B

  92 Ann Street

  Belfast

  Northern Ireland

  BT1 3HH

  UNITED KINGDOM

  Phone

  +443456005925

  Web

  https://aibgb.co.uk

• Complaints Contact

  A I B

  92 Ann Street

  Belfast

  Northern Ireland

  BT1 3HH

  UNITED KINGDOM

  Phone

  +443456005925

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Aran Shawcross

  IRN PAS01206

  • CF21 Investment Adviser (8 Jul 2002 to 23 May 2003)
  • CF26 Customer Trading (4 Mar 2002 to 23 May 2003)
  • CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Jul 2002)
• Patrick Desmond Moore

  IRN PDM01175

  • Responsibility for MCD Intermediation (15 Nov 2016 to 23 Mar 2018)
  • SMF18 Other Overall Responsibility (15 Nov 2016 to 23 Mar 2018)
  • Responsible for Insurance Mediation (25 Jul 2016 to 23 Mar 2018)
  • SMF6 Head of Key Business Areas (7 Mar 2016 to 15 Nov 2016)
  • CF29 Significant management (27 Nov 2013 to 6 Mar 2016)
• Patrick Joseph Dermot McGale

  IRN PJM00035

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 14 Aug 2002)
• Patrick Short

  IRN PXS43970

  • SMF18 Other Overall Responsibility (16 Dec 2021 to 27 Sep 2024)
  • [FCA CF] Material risk taker (7 Mar 2017 to 27 Sep 2024)
• Paul Damien Earley

  IRN PDE01019

  • CF29 Significant management (1 Nov 2007 to 12 Feb 2010)
  • CF17 Significant Mgt (Other Business Operations) (12 Feb 2003 to 31 Oct 2007)
• Paul Daniel Shantz

  IRN PDS01132

  • CF15 Internal Audit (7 Jul 2004 to 21 Feb 2005)
• Paul David Harmes

  IRN PDH01075

  • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
  • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
  • CF26 Customer Trading (26 Aug 2005 to 31 Oct 2007)
• Paul Edward Richardson Hewitt

  IRN PEH00027

  • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2003)
• Paul Joseph Gribbon

  IRN PXG00138

  • SMF16 Compliance Oversight (7 Mar 2016 to 25 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 25 Jul 2022)
  • CF11 Money Laundering Reporting (21 Mar 2014 to 6 Mar 2016)
  • CF10 Compliance Oversight (12 Apr 2012 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Paul Morris

  IRN PXM01556

  • [FCA CF] Material risk taker (7 Mar 2017 to 20 Dec 2021)

• First Trust Leasing (No 4) N.I. Limited (no longer appointed)

  FRN 735518 · Appointed 5 Feb 2016 · Until 14 Jan 2022

No changes recorded yet.