Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Bank Limited
FRN 122261
- [FCA CF] Client dealing (since 10 Dec 2018)
- CF30 Customer (29 Jul 2008 to 6 Mar 2016)
- CF26 Customer Trading (4 Jun 2003 to 6 Mar 2006)
- CF21 Investment Adviser (4 Jun 2003 to 6 Mar 2006)
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- CF26 Customer Trading (4 Jun 2003 to 28 Feb 2005)
- CF21 Investment Adviser (4 Jun 2003 to 28 Feb 2005)
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- CF26 Customer Trading (4 Jun 2003 to 28 Feb 2005)
- CF21 Investment Adviser (4 Jun 2003 to 28 Feb 2005)
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- CF21 Investment Adviser (8 Jul 2002 to 23 May 2003)
- CF26 Customer Trading (4 Mar 2002 to 23 May 2003)
- CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.