Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Dec 2018)
    • CF30 Customer (29 Jul 2008 to 6 Mar 2016)
    • CF26 Customer Trading (4 Jun 2003 to 6 Mar 2006)
    • CF21 Investment Adviser (4 Jun 2003 to 6 Mar 2006)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (4 Jun 2003 to 28 Feb 2005)
    • CF21 Investment Adviser (4 Jun 2003 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (4 Jun 2003 to 28 Feb 2005)
    • CF21 Investment Adviser (4 Jun 2003 to 28 Feb 2005)
  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • CF21 Investment Adviser (8 Jul 2002 to 23 May 2003)
    • CF26 Customer Trading (4 Mar 2002 to 23 May 2003)
    • CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.