AHL Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Riverbank House2 Swan LaneLondonEC4R 3ADUNITED KINGDOM- Phone
- +4402071442053
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Complaints Contact
Riverbank House2 Swan LaneLondonEC4R 3ADUNITED KINGDOM- Phone
- +4402071447251
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sothiro Pin
IRN SXP01782
- [FCA CF] Client dealing (since 29 Sep 2022)
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Stefan Sluke
IRN SXS02646
- CF30 Customer (22 Mar 2013 to 6 Feb 2014)
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Steffan John Berridge
IRN SJB01475
- CF30 Customer (15 Mar 2013 to 2 Sep 2013)
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Stephen Drake Siard
IRN SDS01155
- CF30 Customer (19 Dec 2016 to 2 Oct 2019)
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Stephen John Gunning
IRN SJG01284
- CF30 Customer (15 Mar 2013 to 12 Apr 2019)
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Stephen Luke Ellis
IRN SLE01013
- [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
- SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
- CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
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Stephen Matthew Emery
IRN SME01064
- CF30 Customer (7 Aug 2015 to 28 Aug 2015)
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Stephen Ross
IRN SXR01412
- CF4 Partner (15 Mar 2013 to 26 Apr 2013)
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Thomas Erich Flury
IRN TEF01013
- [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2021)
- SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 8 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 8 Apr 2021)
- CF4 Partner (30 Mar 2016 to 8 Dec 2019)
- CF30 Customer (15 Mar 2013 to 8 Dec 2019)
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Thomas Patrick Taylor
IRN TPT01017
- CF4 Partner (1 Mar 2017 to 1 Jan 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.