Agricultural Bank of China Limited London Branch

• Principal Place of Business

  7/F 1 Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402071548300

  Web

  https://www.uk.abchina.com

• Complaints Contact

  7/F 1Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402071548398

• Bank Deposits

  For Eligible Counterparty, Professional

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accepting wholesale deposits only

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Xiaolei Ma

  IRN XXM00009

  • SMF3 Executive Director (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 7 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2024)
• Xiaowei Yao

  IRN XXY00014

  • SMF24 Chief Operations (since 20 Dec 2024)
• Xuan Liu

  IRN LXX01001

  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 16 Sep 2020)
  • [FCA CF] Material risk taker (1 Dec 2016 to 16 Sep 2020)
• Ying Zhu

  IRN YXZ33933

  • [FCA CF] Material risk taker (11 Dec 2017 to 9 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2017 to 9 Feb 2024)
• Zhang Li

  IRN ZXL00025

  • [FCA CF] Material risk taker (18 Nov 2020 to 1 Sep 2024)
• Zhi Zhang

  IRN ZXZ00036

  • [FCA CF] Material risk taker (since 1 May 2024)

No changes recorded yet.