Date authorised
1 April 2013
Companies House
OC354049
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 VICTORIA STREET
    London
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402033841111
  • Complaints Contact

    100 Victoria Street
    London
    SW1E 5JL
    UNITED KINGDOM
    Phone
    +4402033841111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Bavinton

    IRN MXB03804

    • CF30 Customer (since 24 Apr 2025)
  • Martin Nicholas Calderbank

    IRN MNC01007

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Sep 2017)
    • CF4 Partner (AR) (since 25 Mar 2014)
    • CF30 Customer (since 3 Feb 2011)
    • CF4 Partner (3 Feb 2011 to 8 Dec 2019)
    • CF3 Chief Executive (3 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2011 to 1 Feb 2017)
    • CF11 Money Laundering Reporting (3 Feb 2011 to 1 Feb 2017)
  • Matteo Recchia

    IRN MXR00657

    • CF30 Customer (since 29 Nov 2022)
  • Muhammad Saad Akram

    IRN MSA01131

    • CF30 Customer (since 15 Oct 2018)
  • Nadja Stefanie Goldbach

    IRN NXG00126

    • CF30 Customer (since 10 Jun 2021)
  • Nicholas Stancu

    IRN NXS23746

    • CF30 Customer (18 Nov 2019 to 8 Nov 2024)
  • Niklas Quadt

    IRN NXQ00039

    • CF30 Customer (since 10 May 2021)
  • Panos Andreas Loizou

    IRN PAL01177

    • CF30 Customer (since 30 Oct 2011)
  • Sanjana Tiwari

    IRN SXT02130

    • CF30 Customer (19 Jun 2020 to 5 Nov 2020)
  • Serge Touati

    IRN SXT01180

    • CF4 Partner (AR) (13 Mar 2014 to 20 Mar 2020)
    • CF30 Customer (24 May 2012 to 20 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.