Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 28 Jul 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Sep 2017)
    • CF4 Partner (AR) (since 25 Mar 2014)
    • CF30 Customer (since 3 Feb 2011)
    • CF11 Money Laundering Reporting (3 Feb 2011 to 1 Feb 2017)
    • CF3 Chief Executive (3 Feb 2011 to 8 Dec 2019)
    • CF4 Partner (3 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2011 to 1 Feb 2017)
    • (2)Employed By (since 28 Sep 2017)
    • (16)Employed By (since 12 Mar 2014)
  • STIRLING SQUARE CAPITAL PARTNERS, LLP (no longer approved here)

    FRN 221481

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF21 Investment Adviser (23 Jul 2003 to 31 Oct 2007)
    • CF4 Partner (23 Jul 2003 to 30 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.