AFWM Limited

• Principal Place of Business

  Lakeside Offices

  The Old Cattle Market

  Coronation Park

  Helston

  TR13 0SR

  UNITED KINGDOM

  Phone

  +4401326564950

  Web

  https://www.afwm.co.uk

• Complaints Contact

  Lakeside Offices

  The Old Cattle Market

  Coronation Park

  Helston

  TR13 0SR

  UNITED KINGDOM

  Phone

  +4401326564950

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hannah Collison

  IRN HSC01021

  • CF1 Director (16 Dec 2013 to 21 Aug 2014)
• Harry Russell Griffiths

  IRN HXG00180

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
  • [FCA CF] Client dealing (since 6 Oct 2023)
• James Alexander Michael Ernest Sculthorp-Wright

  IRN JAS01518

  • [FCA CF] Functions requiring qualifications (15 Oct 2020 to 12 Oct 2022)
  • [FCA CF] Client dealing (15 Oct 2020 to 12 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
  • CF1 Director (22 May 2019 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
• James Paul Currie

  IRN JPC01274

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 16 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2020)
  • CF30 Customer (23 Nov 2016 to 8 Dec 2019)
• John Christopher Waldie

  IRN JCW00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (16 Dec 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Dec 2013 to 30 Sep 2018)
  • CF1 Director (16 Dec 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Dec 2013 to 28 Oct 2015)
  • CF10 Compliance Oversight (16 Dec 2013 to 28 Oct 2015)
• Oliver George Thurston Walker

  IRN OXW00025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 May 2021)
  • [FCA CF] Functions requiring qualifications (since 13 May 2021)
• Olya Edwards

  IRN OXE00013

  • [FCA CF] Client dealing (10 Jun 2021 to 15 Jul 2022)
  • [FCA CF] Functions requiring qualifications (10 Jun 2021 to 15 Jul 2022)
• Philip Luke Zorab

  IRN PXZ00014

  • [FCA CF] Client dealing (14 Feb 2022 to 14 Mar 2025)
  • [FCA CF] Functions requiring qualifications (14 Feb 2022 to 14 Mar 2025)
• Robert James Coote

  IRN RXC09003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • SMF3 Executive Director (since 6 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Oct 2020)
  • [FCA CF] Client dealing (since 14 Oct 2020)
  • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
• Robert John Baylis

  IRN RJB01563

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
  • CF1 Director (27 May 2015 to 30 Jan 2019)
  • CF30 Customer (27 May 2015 to 8 Dec 2019)

No changes recorded yet.