James Alexander Michael Ernest Sculthorp-Wright

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sculthorp Services Limited

    FRN 987288

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
    • [FCA CF] Client dealing (since 14 Jun 2023)
    • SMF16 Compliance Oversight (since 9 Jun 2023)
    • SMF3 Executive Director (since 9 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2023)
    • Responsibility for MCD Intermediation (since 9 Jun 2023)
    • Responsible for Insurance Distribution (since 9 Jun 2023)
  • AFWM Limited (no longer approved here)

    FRN 607283

    • [FCA CF] Functions requiring qualifications (15 Oct 2020 to 12 Oct 2022)
    • [FCA CF] Client dealing (15 Oct 2020 to 12 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
    • CF1 Director (22 May 2019 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.