AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Alexander DRUMMOND
IRN AXD00149
- CF1 Director (AR) (since 3 Dec 2020)
Alexander George Wilkins
IRN AXW00919
- CF1 Director (AR) (since 9 Sep 2024)
Alexander James Taylor
IRN AXT00072
- CF1 Director (AR) (since 19 Nov 2020)
Alun Hywel Gwyn Rogers
IRN AHR01051
- CF1 Director (AR) (since 11 Jan 2021)
Anand Praful Jogia
IRN APJ01094
- CF1 Director (AR) (since 7 Jun 2024)
Andrew Anthony Morelli
IRN AXM01943
- CF1 Director (AR) (since 14 Jul 2023)
Andrew Aynsley Conning
IRN AXC00593
- CF1 Director (AR) (since 26 Aug 2021)
Andrew Carl Bonser
IRN AXB01490
- CF1 Director (AR) (17 Jul 2023 to 11 Oct 2023)
Andrew Craig Simmonds
IRN AXS05370
- CF1 Director (AR) (since 14 Jan 2025)
Andrew David King
IRN KXA01311
- CF1 Director (AR) (since 6 Nov 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.