Andrew David King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFS Compliance Ltd
FRN 625035
- CF1 Director (AR) (since 6 Nov 2020)
Apollo Capital Group Ltd
FRN 935197
- (1)Employed By (since 6 Nov 2020)
Oracle Asset Finance Limited (no longer approved here)
FRN 662576
- CF1 Director (11 May 2015 to 24 Jun 2016)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (17 Jul 2008 to 11 Dec 2014)

Updates to this individual's record on the FCA register.

13 hours ago
controlled function removed: Employed By at Apollo Capital Group Ltd
13 hours ago
controlled function added: (1)Employed By at Apollo Capital Group Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.