AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Michael Iain Alexander Finden
IRN MIF01023
- CF1 Director (AR) (since 19 Oct 2023)
Michael John Seago
IRN MXS05111
- CF1 Director (AR) (since 13 Sep 2024)
Michael Theobald
IRN MXT00358
- CF1 Director (AR) (26 May 2023 to 29 Jan 2025)
Moinuddin Durrani
IRN MXD45003
- CF1 Director (AR) (11 Oct 2021 to 27 Sep 2024)
NEIL FRANCIS
IRN NXF00029
- CF1 Director (AR) (since 3 Dec 2020)
NICHOLAS JOHN FRANKLIN
IRN NXF00018
- CF1 Director (AR) (since 3 Dec 2020)
NICHOLAS PETER EDWARDS
IRN NXE00004
- CF1 Director (AR) (since 27 Aug 2021)
- CF1 Director (AR) (23 Oct 2020 to 14 Jul 2021)
Nadim Salim Haji
IRN NXH00306
- CF1 Director (AR) (29 Jun 2022 to 27 Jan 2025)
Natalie Louise Morris
IRN NXM00129
- CF1 Director (AR) (18 Feb 2021 to 6 Apr 2023)
Nathan Gibb
IRN NXG01524
- CF1 Director (AR) (since 18 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.