Michael Iain Alexander Finden

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFS Compliance Ltd
FRN 625035
- CF1 Director (AR) (since 19 Oct 2023)
Finden Business Finance Limited
FRN 775552
- (1)Employed By (since 19 Oct 2023)
- (1)Employed By (24 Apr 2017 to 8 Sep 2023)
LDF Ops Limited (no longer approved here)
FRN 625155
- CF1 Director (AR) (24 Apr 2017 to 8 Sep 2023)
- CF2 Non Executive Director (19 Dec 2014 to 15 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.