Date authorised
1 April 2013
Companies House
03639550
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000
  • Complaints Contact

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Bowhay

    IRN SXB02019

    • SMF3 Executive Director (since 4 Dec 2023)
    • [FCA CF] Client dealing (since 20 Jan 2020)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 3 Dec 2023)
  • Santiago Poyan Benito

    IRN SXP00382

    • [FCA CF] Client dealing (1 Mar 2021 to 25 Jun 2021)
  • Simon Storz

    IRN SXS00559

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2021)
  • Sonja Yvonne Wesselius

    IRN SYK01005

    • CF30 Customer (1 Nov 2007 to 12 Aug 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Suvi Paivi Marjut Anttila

    IRN SPA01055

    • CF2 Non Executive Director (19 Nov 2008 to 31 Dec 2009)
  • Svante Lennart Stensson Adde

    IRN SXA01249

    • CF30 Customer (1 Nov 2007 to 15 Oct 2013)
    • CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF1 Director (3 Sep 2007 to 30 Apr 2012)
  • Sven Leissler

    IRN SXL01265

    • [FCA CF] Client dealing (since 12 Feb 2020)
    • [FCA CF] Manager of certification employee (12 Feb 2020 to 31 Mar 2023)
  • Temuulen Elbegdorj

    IRN TXE00064

    • [FCA CF] Client dealing (19 Nov 2021 to 21 Oct 2022)
  • Thomas Henry Pinks

    IRN THP01013

    • CF30 Customer (21 Jun 2012 to 17 Jul 2015)
  • Thomas William Stuart Blake

    IRN TWB01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (23 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2008 to 8 Dec 2019)
    • CF1 Director (9 Oct 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.