Date authorised
1 April 2013
Companies House
03639550
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000
  • Complaints Contact

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miha Grzina

    IRN MXG00307

    • [FCA CF] Client dealing (23 Dec 2020 to 24 Sep 2021)
  • Mikkel Maehlum

    IRN MXM00844

    • [FCA CF] Client dealing (since 31 Mar 2022)
  • Oshotse Aliu

    IRN OXA00170

    • [FCA CF] Client dealing (since 1 Apr 2025)
  • Po Gu

    IRN PXG00284

    • [FCA CF] Client dealing (since 31 Mar 2022)
  • Rainer Henrik Haggblom

    IRN RHH01025

    • CF2 Non Executive Director (1 Dec 2001 to 13 Feb 2008)
  • Rajveer Sira

    IRN RXS01094

    • [FCA CF] Client dealing (since 26 Sep 2024)
  • Roger Stephen Richard Lowe

    IRN RSL01030

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF11 Money Laundering Reporting (1 Feb 2004 to 27 Jul 2009)
    • CF10 Compliance Oversight (1 Feb 2004 to 27 Jul 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Apr 2010)
  • Ruben López Massa

    IRN RXL01750

    • CF30 Customer (16 Dec 2016 to 30 Jun 2019)
  • Ruben Penela

    IRN RXP00252

    • [FCA CF] Client dealing (19 Oct 2020 to 31 Aug 2022)
  • Sami Antero Miettinen

    IRN SAM01138

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.