Date authorised
1 April 2013
Companies House
03639550
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000
  • Complaints Contact

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kasper Kruse Petersen

    IRN KLP01026

    • CF30 Customer (27 Sep 2011 to 21 Aug 2012)
  • Lars Gustaf Aestan Orstadius

    IRN LGO01000

    • CF30 Customer (12 Nov 2009 to 24 Feb 2017)
  • Leonardo Dallagrassa

    IRN LXD00175

    • [FCA CF] Client dealing (26 Sep 2024 to 14 Feb 2025)
  • Luc Averous

    IRN LXA01130

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (4 Jan 2013 to 4 Feb 2014)
  • Lukas Vorderegger

    IRN LXV01151

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 20 Jun 2025)
    • [FCA CF] Client dealing (12 Feb 2020 to 20 Jun 2025)
  • Markku Juhani Jarvinen

    IRN MJJ01103

    • CF30 Customer (24 Aug 2009 to 23 Apr 2010)
  • Matteo Beretta

    IRN MXB00786

    • [FCA CF] Client dealing (6 Dec 2021 to 12 Jun 2025)
  • Matthew Keegan

    IRN MXK00508

    • Director of firm who is not a certification employee or a SMF manager (since 26 Apr 2022)
  • Matthias Odrobina

    IRN MXO01703

    • CF30 Customer (16 Dec 2016 to 31 Aug 2017)
  • Mauro Fiorucci

    IRN MXF01425

    • [FCA CF] Manager of certification employee (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 19 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

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