AFH Independent Financial Services Limited

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

  Web

  https://www.afhwm.co.uk

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sachin Khakhar

  IRN SXK00626

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
• Sadaqat Khan

  IRN SXK02847

  • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 2 Feb 2024)
  • [FCA CF] Client dealing (27 Jan 2022 to 2 Feb 2024)
• Sally Jane Lockyer

  IRN SJD00038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 28 Jul 2023)
• Sam Smith

  IRN SXS05163

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Dec 2023)
  • [FCA CF] Client dealing (since 29 Dec 2023)
• Samantha Finnigan

  IRN SXF00278

  • [FCA CF] Functions requiring qualifications (7 Nov 2024 to 30 Dec 2024)
  • [FCA CF] Client dealing (7 Nov 2024 to 30 Dec 2024)
• Samantha Jayne Baker

  IRN SXB11020

  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Sameer Ullah

  IRN SIU00002

  • [FCA CF] Functions requiring qualifications (17 Aug 2022 to 7 May 2024)
  • [FCA CF] Client dealing (17 Aug 2022 to 7 May 2024)
• Sammy Pittordou

  IRN SXP00036

  • [FCA CF] Client dealing (26 Feb 2024 to 13 Mar 2024)
  • [FCA CF] Functions requiring qualifications (26 Feb 2024 to 13 Mar 2024)
  • CF30 Customer (7 Aug 2015 to 8 Dec 2019)
• Samuel James Harris

  IRN SXH13127

  • [FCA CF] Functions requiring qualifications (23 Sep 2024 to 27 Nov 2024)
  • [FCA CF] Client dealing (23 Sep 2024 to 27 Nov 2024)
• Samuel Patchell

  IRN SXP01154

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
  • [FCA CF] Client dealing (since 27 Nov 2025)

• FSB Independent Financial Services Limited (no longer appointed)

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• TAA Independent Financial Services Limited (no longer appointed)

  FRN 724312 · Appointed 3 Nov 2015 · Until 31 Jan 2017

• Strand House Wealth Management Limited (no longer appointed)

  FRN 535737 · Appointed 25 Feb 2014 · Until 31 May 2016

• Origin Financial Ltd (no longer appointed)

  FRN 510507 · Appointed 14 Nov 2013 · Until 8 Feb 2017

• Friar Court Financial Services Limited (no longer appointed)

  FRN 434915 · Appointed 26 Apr 2012 · Until 31 Mar 2016

• Broomfield & Alexander Wealth Management Ltd (no longer appointed)

  FRN 574362 · Appointed 2 Feb 2012 · Until 3 Jun 2019

• Strand House Wealth Management Limited (no longer appointed)

  FRN 535737 · Appointed 12 Nov 2010 · Until 6 Feb 2014

• Lindasi Limited (no longer appointed)

  FRN 533470 · Appointed 13 Oct 2010 · Until 5 Sep 2018

• Bloomer Heaven Wealth Management Limited (no longer appointed)

  FRN 525254 · Appointed 4 Jun 2010 · Until 4 Feb 2014

• Marlowe & Co Financial Services Ltd (no longer appointed)

  FRN 513417 · Appointed 26 Nov 2009 · Until 18 Sep 2018

No changes recorded yet.