Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Douglas Box

    IRN IDB00001

    • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 8 Sep 2006)
  • Ian Gordon Whittamore

    IRN IGW01015

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
    • CF30 Customer (8 Jun 2016 to 8 Dec 2019)
  • Ian James Copelin

    IRN IJC01021

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • Jack Peter Charles Thompson

    IRN JXT00199

    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Nov 2023)
  • Jack William John Mason

    IRN JXM01431

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
  • Jagdev Singh Sahota

    IRN JXS01812

    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 29 Oct 2024)
  • Jager Singh

    IRN JXS02264

    • CF30 Customer (6 Sep 2018 to 30 May 2019)
  • Jagram Singh Minhas

    IRN JSM01221

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Sep 2021)
  • James Albert Keen

    IRN JAK00018

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
  • James Clark Cromack

    IRN JCC01218

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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