Date authorised
7 June 2018
Companies House
10654248
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680
  • Complaints Contact

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Unit

  • Stockbroking

    For Professional, Retail (Investment), Unit

  • Investment Setup

    For Professional, Retail (Investment), Unit

  • Manages Your Portfolio

    For Professional, Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shuhei Imai

    IRN SXI00048

    • [FCA CF] Significant management (since 2 Sep 2022)
  • Simon David Leaper

    IRN SDL00011

    • [FCA CF] Significant management (7 Feb 2020 to 8 Aug 2023)
  • Simon Mark Barnett

    IRN SXB81665

    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
  • Stephen James McGee

    IRN SJM01448

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • Stephen John Crosbie

    IRN SXC81667

    • [FCA CF] Significant management (9 Dec 2019 to 2 Jan 2026)
  • Steven William Cameron

    IRN SXC81739

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Susan Watson

    IRN SXW00464

    • [FCA CF] Significant management (since 1 Jul 2021)
  • Susanna Frances Davies

    IRN SFD01009

    • CF2 Non Executive Director (17 Jan 2019 to 8 Dec 2019)
  • Suzanne Whyte

    IRN SXW81742

    • [FCA CF] Significant management (1 Sep 2021 to 20 Oct 2025)
  • Tim Richard Orton

    IRN TRO01008

    • [FCA CF] Manager of certification employee (26 Jun 2020 to 1 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.