AEGON INVESTMENT SOLUTIONS LTD.

• Principal Place of Business

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donna Johnston

  IRN DXJ00005

  • [FCA CF] Significant management (since 10 Aug 2020)
• Donna Marie Gullen

  IRN DXG00524

  • [FCA CF] Functions requiring qualifications (19 Feb 2024 to 1 Feb 2026)
• Douglas Grant

  IRN DXG01920

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Douglas Kennedy

  IRN DXK00258

  • [FCA CF] Manager of certification employee (since 2 Oct 2023)
  • [FCA CF] Significant management (since 1 Sep 2022)
• Duncan George Jarrett

  IRN DGJ01042

  • CF29 Significant management (14 Jun 2012 to 30 Jun 2016)
• Duncan Stuart Bown

  IRN DXB01219

  • [FCA CF] Significant management (since 2 Jan 2026)
• Edward Clifford Morgan

  IRN EXM81694

  • [FCA CF] Manager of certification employee (since 14 Mar 2022)
• Eirinn Alvine Swan

  IRN EXS00385

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2024)
• Emily Jane Carter

  IRN EXC86480

  • [FCA CF] Manager of certification employee (1 Oct 2021 to 30 Nov 2021)
  • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 30 Nov 2021)
• Emily Jane Shepperd

  IRN EJS01121

  • CF29 Significant management (13 Aug 2019 to 8 Dec 2019)

No changes recorded yet.