Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen James McGee

    IRN SJM01448

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (14 Oct 2016 to 8 Dec 2019)
  • Stephen John Crosbie

    IRN SXC81667

    • [FCA CF] Significant management (9 Dec 2019 to 2 Jan 2026)
  • Steven MacIver

    IRN SXM81740

    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2022)
  • Steven William Cameron

    IRN SXC81739

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Stewart Anderson

    IRN SXA00349

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2021)
  • Summer Louise Farrell

    IRN SXF00519

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • Supriya Kane

    IRN SXK00281

    • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 8 Oct 2021)
  • Susan Watson

    IRN SXW00464

    • [FCA CF] Significant management (since 1 Jul 2021)
  • Susanne Elizabeth Craik

    IRN SXC01224

    • [FCA CF] Manager of certification employee (since 16 Sep 2024)
    • [FCA CF] Significant management (16 Sep 2024 to 17 Sep 2024)
  • Suzanne McCann

    IRN SXM81741

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.