AEGON INVESTMENT SOLUTIONS LTD.

Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
    Web
    https://www.aegon.co.uk

  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Whyte

    IRN SXW81742

    • [FCA CF] Significant management (1 Sep 2021 to 20 Oct 2025)
  • Thomas Young

    IRN TXY01051

    • CF29 Significant management (23 Feb 2017 to 28 Feb 2018)
    • CF1 Director (17 Jun 2013 to 23 Nov 2015)
  • Tim Richard Orton

    IRN TRO01008

    • [FCA CF] Manager of certification employee (26 Jun 2020 to 27 Jun 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
  • Timothy Shane Murphy

    IRN TXM81743

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
  • Tracey Jayne Clifton

    IRN TXC00176

    • [FCA CF] Significant management (2 Sep 2022 to 1 Jan 2026)
  • Vicki Louise Brown

    IRN VXB00156

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
  • Victoria Prior

    IRN VXP00062

    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 1 Feb 2022)
  • Vikki Hogg

    IRN VXH00043

    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 26 Jan 2024)
  • Vikki Millar

    IRN VXM81744

    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2023)
  • Wendy Ann Hunter

    IRN WXH81745

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2021)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.