Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Monica Anne Aikman

    IRN MXA04215

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Natalie Ruddy

    IRN NXR81734

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Aug 2024)
  • Nathan Thompson

    IRN NXT00177

    • [FCA CF] Significant management (since 14 Nov 2022)
  • Neil Lindsay Nicholson Machray

    IRN NLM01023

    • CF28 Systems and controls (29 Apr 2013 to 27 May 2016)
  • Neil Murray

    IRN NXM00181

    • [FCA CF] Manager of certification employee (1 Oct 2021 to 15 Jan 2024)
  • Nicholas Hoffman

    IRN NXH00157

    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 24 Feb 2023)
  • Nicholas James Roy

    IRN NXR00281

    • [FCA CF] Significant management (since 2 Oct 2023)
    • [FCA CF] Manager of certification employee (2 Sep 2024 to 4 Nov 2025)
  • Nicholas John Rodway

    IRN NXR81735

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
  • Nicol Anderson Bathie

    IRN NXB81736

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Nicola Law

    IRN NXL00043

    • [FCA CF] Manager of certification employee (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 11 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.