Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lyn Marie Pickering

    IRN LXP00316

    • [FCA CF] Significant management (since 4 Apr 2023)
  • Lyn Rose

    IRN LXR77475

    • [FCA CF] Significant management (since 12 Nov 2024)
    • [FCA CF] Manager of certification employee (since 12 Nov 2024)
  • Lynne Patterson

    IRN LXP00201

    • [FCA CF] Significant management (since 23 Aug 2021)
  • Lynnette Gilfillan

    IRN LXG81728

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
  • Lynsey Fiona Fotheringham

    IRN LXF00230

    • [FCA CF] Significant management (since 1 Mar 2024)
  • Malcolm Macdonald Reid

    IRN MMR01131

    • [FCA CF] CASS oversight function (since 1 Jul 2021)
    • [FCA CF] Manager of certification employee (since 1 Jul 2021)
    • [FCA CF] Significant management (since 6 Apr 2020)
  • Mark Lindsay Taylor

    IRN MXT00496

    • [FCA CF] Functions requiring qualifications (1 May 2023 to 23 Apr 2025)
  • Mark Nyren Stuart Silver

    IRN MNS01048

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jul 2021)
  • Mark Paul Till

    IRN MPT01075

    • CF29 Significant management (27 Oct 2015 to 8 Dec 2019)
  • Mark Reilly

    IRN MXR81729

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.