Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Josephine Cockburn

    IRN KJC01136

    • CF1 Director (7 Mar 2016 to 2 Jul 2018)
  • Karim Jamani

    IRN KXJ00052

    • [FCA CF] Significant management (16 Nov 2020 to 12 Aug 2022)
  • Karina Jane Maley

    IRN KXM00695

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
  • Kate Christina Ellmore

    IRN KXE00097

    • [FCA CF] Significant management (1 May 2023 to 30 Jun 2023)
  • Katherine Wilson Wyse

    IRN KXW00274

    • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 20 Sep 2024)
  • Katie Fisher

    IRN KXF00065

    • [FCA CF] Manager of certification employee (2 Jan 2024 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (30 Oct 2023 to 2 Jan 2024)
  • Katrina Violet Isobel Frew

    IRN KXF00214

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
    • [FCA CF] Functions requiring qualifications (28 Oct 2024 to 5 Jun 2025)
  • Keith Jolly

    IRN KXJ00028

    • [FCA CF] Functions requiring qualifications (19 Dec 2022 to 1 Mar 2024)
  • Kelly Black

    IRN KXB00209

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2024)
  • Kelly Jane Scott

    IRN KXS00211

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.