Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelly Wilson

    IRN KXW81715

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • Kenneth John Quin

    IRN KXQ00002

    • [FCA CF] Significant management (16 Nov 2020 to 16 Aug 2021)
  • Kerry Martin

    IRN KXM81716

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
  • Kevin Gerald Sullivan

    IRN KXS00705

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2024)
  • Kevin Gordon Telfer

    IRN KGT01015

    • [FCA CF] Significant management (6 Jan 2022 to 31 Dec 2022)
  • Kevin John Carter

    IRN KXC00158

    • [FCA CF] Significant management (since 2 Sep 2022)
  • Kiran Bharucha

    IRN KXB86865

    • [FCA CF] Significant management (1 Jun 2020 to 6 Jan 2025)
  • Kirstin Mhairi Chawla

    IRN KXC81717

    • [FCA CF] Significant management (9 Dec 2019 to 12 Jan 2024)
  • Kirsty Natasha Crossland

    IRN KXC81718

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2024)
  • Kurt Antony Neilson

    IRN KXN81719

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.