AEGIS MANAGING AGENCY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Rhicert Jerome Peter Webb
IRN RJW01227
- SMF16 Compliance Oversight (6 Sep 2024 to 4 Apr 2025)
Richard Andrew Palengat
IRN RAP01142
- [FCA CF] Material risk taker (since 10 Dec 2018)
- CF1 Director (1 Dec 2001 to 28 Sep 2004)
Richard Foulger
IRN RXF09300
- SMF18 Other Overall Responsibility (8 Mar 2019 to 29 Jun 2023)
Roger Bramall Morgan
IRN RBM01017
- CF2 Non Executive Director (23 Mar 2005 to 28 Nov 2006)
Ruth Alison Adamson
IRN RAA01139
- SIMF4 Chief Risk Function (14 Nov 2016 to 25 Nov 2016)
- CF28 Systems and controls (1 Sep 2015 to 6 Mar 2016)
Sarah Ann Davies
IRN SAR01057
- Responsible for Insurance Mediation (1 Mar 2007 to 31 May 2013)
- CF1 Director (1 Mar 2007 to 31 May 2013)
Simon David Cooper
IRN SDC01084
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2021)
Simon Peter Curtis
IRN SPC01096
- SMF2 Chief Finance (3 Mar 2020 to 26 Jun 2020)
Stuart Robert Davies
IRN SRD01038
- Responsible for Insurance Mediation (21 Jun 2013 to 21 May 2015)
- CF1 Director (AR) (1 Aug 2009 to 21 May 2015)
- CF10 Compliance Oversight (9 Oct 2006 to 20 Feb 2012)
- CF13 Finance (10 May 2005 to 30 Nov 2005)
- CF1 Director (10 May 2005 to 21 May 2015)
- CF3 Chief Executive (26 Nov 2004 to 21 May 2015)
- CF8 Apportionment and Oversight (26 Nov 2004 to 21 May 2015)
Thomas Edward Farndon
IRN TXF26291
- [PRA CF] Key function holder (since 10 Dec 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.