Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephen John Tearle
IRN SJT01193
- SMF16 Compliance Oversight (since 2 Apr 2020)
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
Stephen John Yerby
IRN SJY01016
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2006 to 28 Sep 2007)
Stephen Johnson
IRN SXJ01247
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 29 Aug 2006)
Stephen Neil Gregory
IRN SNG01022
- CF1 Director (AR) (30 Apr 2008 to 5 Sep 2008)
- CF3 Chief Executive (AR) (30 Apr 2008 to 5 Sep 2008)
Stephen Peter Hudson
IRN SPH01157
- CF1 Director (AR) (18 Feb 2010 to 15 Nov 2010)
Steve Anson
IRN SJA01200
- CF29 Significant management (5 Mar 2012 to 8 Dec 2019)
Stewart Ian Pilkington
IRN SIP00013
- CF29 Significant management (25 Oct 2012 to 11 Aug 2015)
Stewart Lewis Amos Cooper
IRN SLC01083
- CF1 Director (AR) (27 Mar 2009 to 31 Dec 2009)
Stuart Grieb
IRN SXG01616
- CF29 Significant management (15 Jul 2008 to 31 Mar 2014)
Stuart Mark Rouse
IRN SMR01086
- CF28 Systems and controls (1 Nov 2007 to 4 Aug 2008)
- CF13 Finance (28 Jun 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.