Advisory Insurance Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rachel Dawn Claire Maguire
IRN RXM00716
- [FCA CF] Significant management (8 Sep 2022 to 31 Dec 2024)
Raymond John Crabtree
IRN RJC01261
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 27 Jun 2006)
Rhodri Breeze
IRN BXR01211
- [FCA CF] Significant management (24 Feb 2021 to 19 Dec 2022)
- CF29 Significant management (1 Nov 2007 to 11 Oct 2013)
- CF17 Significant Mgt (Other Business Operations) (5 Sep 2006 to 31 Oct 2007)
Richard Albert Fletcher Cole
IRN RAC01198
- CF4 Partner (AR) (14 Jan 2005 to 7 Jun 2013)
Richard Andrew Sharp
IRN RAS01353
- CF1 Director (AR) (13 Feb 2014 to 8 Aug 2017)
Richard Bancroft Wallis
IRN RBW01040
- CF4 Partner (AR) (10 Jun 2011 to 27 Jun 2016)
Richard David Senior
IRN RDS01103
- CF29 Significant management (20 Nov 2012 to 10 Aug 2015)
Richard Henry Darling
IRN RHD01030
- CF4 Partner (AR) (14 Jan 2005 to 21 Feb 2014)
- CF1 Director (AR) (14 Jan 2005 to 26 Sep 2016)
Richard John Hodgkinson
IRN RJH01361
- CF1 Director (AR) (15 Sep 2005 to 31 Mar 2007)
Richard John Tuplin
IRN RJT01178
- Responsible for Insurance Distribution (27 Sep 2022 to 3 Dec 2025)
- SMF1 Chief Executive (27 Sep 2022 to 3 Dec 2025)
- CF1 Director (AR) (4 Aug 2022 to 2 May 2025)
- SMF3 Executive Director (19 May 2022 to 3 Dec 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.