Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard John Webb
IRN RXW00350
- [FCA CF] Significant management (since 13 Jan 2022)
Richard King
IRN RXK00207
- [FCA CF] Significant management (30 Jul 2021 to 13 Jan 2022)
Richard Lamberth
IRN RXL01286
- CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
- CF17 Significant Mgt (Other Business Operations) (30 Apr 2007 to 31 Oct 2007)
Richard Rutherford Baker
IRN RRB01017
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 19 Jun 2006)
Richard Shannon
IRN RXS01662
- CF28 Systems and controls (12 Nov 2014 to 31 Oct 2015)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Jul 2006)
Richard Thomas Pearson
IRN RTP01023
- CF1 Director (AR) (14 Jan 2005 to 6 Jan 2009)
Robert Alan Styring
IRN RAS01272
- CF28 Systems and controls (1 Nov 2007 to 17 Jan 2014)
- CF13 Finance (28 Jun 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (19 Apr 2006 to 28 Jun 2006)
Robert Andrew Wilson
IRN RAW00063
- CF29 Significant management (1 Nov 2007 to 28 Jun 2010)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Robert Anthony Simpson
IRN RAS01242
- [FCA CF] Significant management (24 Feb 2021 to 1 Jul 2024)
- CF29 Significant management (5 Dec 2011 to 10 Aug 2015)
Robert David Scarborough
IRN RDS01108
- CF4 Partner (AR) (14 Jan 2005 to 1 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.