Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lindsey Morgan
IRN LXM01433
- CF29 Significant management (1 Nov 2007 to 2 Sep 2013)
- CF17 Significant Mgt (Other Business Operations) (3 Oct 2007 to 31 Oct 2007)
Lionel David Levine
IRN LDL01016
- CF1 Director (AR) (27 Oct 2005 to 30 Sep 2011)
Lisa Siggery
IRN LXS01495
- CF1 Director (22 Nov 2011 to 27 Jul 2012)
- CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
Lynda Joyce Silvester
IRN LJS01094
- CF1 Director (AR) (24 Jul 2008 to 1 Sep 2012)
Lynn Barbara Stanley
IRN LBS01012
- CF4 Partner (AR) (14 Jan 2005 to 30 Sep 2009)
Lynne Archer
IRN LXA01129
- CF1 Director (AR) (31 Jul 2008 to 11 Oct 2012)
Lynne Ross
IRN LXR01301
- CF29 Significant management (30 Jan 2012 to 15 Nov 2012)
Malcolm Backhouse
IRN MXB02118
- CF4 Partner (AR) (14 Jan 2005 to 18 Dec 2015)
Malcolm Ernest Legg
IRN MEL01049
- CF1 Director (AR) (17 Jan 2005 to 9 Oct 2015)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
Malcolm Howard Gough
IRN MHG01042
- CF1 Director (AR) (7 Aug 2008 to 29 Jul 2011)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.