Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Graeme MacMillan
IRN GXM02089
- SMF7 Group Entity Senior Manager (1 Dec 2020 to 30 Sep 2023)
Graeme Morrison
IRN GXM00234
- [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
Graham Ernest Deal
IRN GED01025
- CF1 Director (AR) (14 Jan 2005 to 1 Jul 2014)
Graham Frampton
IRN GXF01414
- CF1 Director (AR) (10 Feb 2016 to 21 Feb 2017)
Graham Hylton Stanwix
IRN GHS01027
- CF4 Partner (AR) (14 Jan 2005 to 9 Jan 2017)
Graham Richard Smith
IRN GRS01116
- CF29 Significant management (1 Nov 2007 to 31 Mar 2015)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Graham Robert Hodgson
IRN GRH01100
- CF2 Non Executive Director (AR) (23 May 2012 to 4 Nov 2015)
- CF1 Director (AR) (14 Jan 2005 to 4 Nov 2013)
Graham Roy Loader
IRN GRL01067
- CF1 Director (AR) (20 Mar 2013 to 9 Jan 2015)
Grahame Christopher Peter Cook
IRN GCC01046
- CF1 Director (AR) (4 Aug 2006 to 8 Feb 2008)
Guy Mark Seymour
IRN GMS01100
- CF4 Partner (AR) (14 Jan 2005 to 26 May 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.