Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 9 May 2024)
- CF8 Apportionment and Oversight (7 Jul 2015 to 8 Dec 2019)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 9 May 2024)
- CF8 Apportionment and Oversight (10 Jun 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (AR) (23 May 2012 to 4 Nov 2015)
- CF1 Director (AR) (14 Jan 2005 to 4 Nov 2013)
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- CF1 Director (AR) (10 Jul 2006 to 22 Jun 2012)
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- Employed By (10 Jul 2006 to 3 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.