Advisory Insurance Brokers Limited

Date authorised
1 April 2013
Companies House
04043759
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Tearle

    IRN SJT01193

    • SMF16 Compliance Oversight (since 2 Apr 2020)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
  • Stephen John Yerby

    IRN SJY01016

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2006 to 28 Sep 2007)
  • Stephen Johnson

    IRN SXJ01247

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 29 Aug 2006)
  • Stephen Neil Gregory

    IRN SNG01022

    • CF1 Director (AR) (30 Apr 2008 to 5 Sep 2008)
    • CF3 Chief Executive (AR) (30 Apr 2008 to 5 Sep 2008)
  • Stephen Peter Hudson

    IRN SPH01157

    • CF1 Director (AR) (18 Feb 2010 to 15 Nov 2010)
  • Steve Anson

    IRN SJA01200

    • CF29 Significant management (5 Mar 2012 to 8 Dec 2019)
  • Stewart Ian Pilkington

    IRN SIP00013

    • CF29 Significant management (25 Oct 2012 to 11 Aug 2015)
  • Stewart Lewis Amos Cooper

    IRN SLC01083

    • CF1 Director (AR) (27 Mar 2009 to 31 Dec 2009)
  • Stuart Grieb

    IRN SXG01616

    • CF29 Significant management (15 Jul 2008 to 31 Mar 2014)
  • Stuart Mark Rouse

    IRN SMR01086

    • CF28 Systems and controls (1 Nov 2007 to 4 Aug 2008)
    • CF13 Finance (28 Jun 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Eloras Bazaar LLP (no longer appointed)

    FRN 442459 · Appointed 24 Nov 2005 · Until 23 Jan 2007

  • Amicus (no longer appointed)

    FRN 404717 · Appointed 21 Nov 2005 · Until 8 Dec 2006

  • Gmb (no longer appointed)

    FRN 404718 · Appointed 21 Nov 2005 · Until 1 Feb 2008

  • Ecobride Ltd (no longer appointed)

    FRN 441569 · Appointed 8 Nov 2005 · Until 15 Aug 2006

  • Visual Impact (UK) Ltd (no longer appointed)

    FRN 441336 · Appointed 1 Nov 2005 · Until 31 Jul 2007

  • Connect Business Finance Ltd (no longer appointed)

    FRN 423168 · Appointed 27 Oct 2005 · Until 13 Oct 2007

  • Andante Freight Ltd (no longer appointed)

    FRN 423173 · Appointed 27 Oct 2005 · Until 30 Oct 2006

  • Foster Yeoman Ltd (no longer appointed)

    FRN 441167 · Appointed 27 Oct 2005 · Until 2 Jul 2007

  • J E Bernard & Co Ltd (no longer appointed)

    FRN 419781 · Appointed 27 Oct 2005 · Until 12 Sep 2007

  • Dinesh Kotecha (no longer appointed)

    FRN 432675 · Appointed 27 Oct 2005 · Until 29 Jul 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.