Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Michael Williams
IRN PMW01113
- CF29 Significant management (1 Nov 2007 to 21 Feb 2014)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Paul Raymond Cross
IRN PRC01119
- CF1 Director (AR) (14 Jan 2005 to 25 Feb 2016)
Paul Raymond Havenhand
IRN PRH01170
- CF29 Significant management (13 Apr 2011 to 1 Mar 2012)
Paul Robert Kershaw
IRN PRK00010
- CF29 Significant management (3 Dec 2007 to 3 Oct 2014)
Paul Rossiter
IRN PXR01638
- CF1 Director (AR) (17 Feb 2014 to 14 Oct 2016)
Paul Walker
IRN PJW01251
- CF1 Director (AR) (27 Oct 2005 to 15 Aug 2011)
Paul Whittaker
IRN PXW00042
- CF29 Significant management (1 Nov 2007 to 10 Aug 2015)
- CF17 Significant Mgt (Other Business Operations) (30 Sep 2006 to 31 Oct 2007)
Paula Jones
IRN PXJ01222
- CF29 Significant management (23 Aug 2012 to 10 Aug 2015)
Penelope Jane Bishop
IRN PXB01872
- [FCA CF] Significant management (since 24 Feb 2021)
- CF29 Significant management (1 Nov 2007 to 11 Jan 2008)
- CF17 Significant Mgt (Other Business Operations) (26 Sep 2007 to 31 Oct 2007)
Perry William Jeandren
IRN PWJ01025
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 24 Apr 2006)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.