Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 25 Aug 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 23 Aug 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 25 Oct 2021)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (9 Mar 2015 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2015 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (11 May 2017 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (4 Dec 2017 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (13 Nov 2018 to 8 Dec 2019)
  • Bowland Finance Limited (no longer approved here)

    FRN 920692

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 May 2022 to 31 Dec 2025)
    • SMF3 Executive Director (2 Dec 2020 to 31 Dec 2025)
  • DOCKER PARK FARM KIRKBY LONSDALE LTD (no longer approved here)

    FRN 843672

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 6 Jul 2022)
    • CF8 Apportionment and Oversight (29 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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